Top Holder
Umpleby III Donald J
Insiders Tracked
33
Latest Activity
2026-01-12
Group Pres. thru 12/31/2020
Total Shares
207,031
Last Reported
2021-01-21
| Security Title | Amount Owned | Ownership | Date Reported | Filing | Security Type |
|---|---|---|---|---|---|
Common Stock | 63,501 | Direct | 2021-01-21 | View Filing | nonDerivative |
Employee Stock OptionsConv/Ex Price: $138.35Exp: 2029-03-04 | 54,038 | Direct | 2019-03-04 | View Filing | derivative |
Employee Stock OptionsConv/Ex Price: $127.6Exp: 2030-03-02 | 80,833 | Direct | 2020-03-02 | View Filing | derivative |
Common Stock | 4,346 | Indirect Held by 401(k) Plan | 2020-12-16 | View Filing | nonDerivative |
Common Stock | 4,313 | Indirect The information in this report is based on a 401(k) plan statement dated as of April 30, 2020. | 2020-05-01 | View Filing | nonDerivative |
Director
Total Shares
7,363
Last Reported
2023-06-14
Chief Financial Officer
Total Shares
387,186
Last Reported
2025-12-31
Director
Total Shares
124,314
Last Reported
2024-03-28
Chief Accounting Officer
Total Shares
22,999
Last Reported
2019-02-12
Chief Executive Officer
Total Shares
402,183
Last Reported
2025-12-26
Director
Total Shares
38,881
Last Reported
2024-12-05
Group President
Total Shares
420,095
Last Reported
2026-01-12
Group President
Total Shares
227,813
Last Reported
2026-01-12
Director
Total Shares
4,475
Last Reported
2025-12-19
Insider activity at CAT in 2026 has focused on long-term equity retention. By monitoring SEC Form 4 filings, you can see if executives are increasing their skin in the game through RSU vests or diversifying their portfolios through scheduled sales.
You can track all CAT insider holdings right here on Insider Worth. We aggregate SEC Form 4 filings to show you the real-time portfolio of stocks, RSUs, and options held by every CAT executive and director.
Direct Ownership means the shares are held in the insider's own name. Indirect Ownership means the shares are held through a trust, family member, 401(k), or another entity. Both represent the insider's economic interest in CAT.
RSUs are a form of compensation where an employer promises to give shares to an employee in the future, usually after a vesting period. Unlike options, RSUs always have value unless the stock price drops to zero.
Insiders sell for many reasons: tax planning, diversifying assets, or personal liquidity. While buying stock often signals confidence, selling doesn't always mean they lack faith in CAT. It's important to look for patterns or large clusters of selling across the executive team.
A Form 4 is a document filed with the SEC whenever there is a change in an insider's ownership of company stock. It must be filed within two business days of the transaction. Insider Worth aggregates these filings to show you the complete picture of executive holdings.